-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hg433JLcxCy78qXLEfr9K+p6WVk1bSLUKjJvv1eaZTgfaVOVVA5tfIk/r7N7iyQM 14PB4xK4HkX9bxnJz8qK6g== 0000950135-98-001080.txt : 19980218 0000950135-98-001080.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950135-98-001080 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: GREENBERY JERRY A GROUP MEMBERS: SAMUEL C. SICHKO, ESQ. GROUP MEMBERS: THE JERRY A. GREENBERG ANUITY TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49683 FILM NUMBER: 98543083 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENBERY JERRY A CENTRAL INDEX KEY: 0001031529 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMONIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 JERRY A. GREENBERG 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 1)(1) Sapient Corporation ------------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------------------- (Title of Class of Securities) 803062 10 8 --------------------- (CUSIP Number) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 2 - ------------------------- ------------------------- CUSIP NO. 803062 10 8 13G Page 2 of 9 - ------------------------- ------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jerry A. Greenberg - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,956,250 shares ------------------------------------------------------------- 6. SHARED VOTING POWER 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which NUMBER OF Mr. Greenberg and Mr. Samuel C. Sichko are the SHARES co-trustees and over which Mr Greenberg and BENEFICIALLY Mr. Sichko share voting control. OWNED BY ------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,956,250 shares PERSON WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 1,334,665 shares (Includes 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr. Greenberg and Mr. Samuel C. Sichko are the co-trustees of each of these trusts and share dispositive power over the shares held by the trusts.) - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,290,915 shares (Includes 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997.) Mr. Greenberg disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 27.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 - ------------------------- ------------------------- CUSIP NO. 803062 10 8 13G Page 3 of 9 - ------------------------- ------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Samuel C. Sichko, Esq. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr Sichko is a co-trustee of, and has sole voting control over, both trusts. ------------------------------------------------------------- 6. SHARED VOTING POWER 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which NUMBER OF Mr. Greenberg and Mr. Sichko are the co-trustees and SHARES over which Mr. Greenberg and Mr. Sichko share voting BENEFICIALLY control. OWNED BY ------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares PERSON WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 1,334,665 shares (Includes 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr. Greenberg and Mr. Sichko are the co-trustees of each of these trusts and share dispositive power over the shares held by the trusts.) - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Mr. Sichko has no pecuniary interest in any of the shares held by any of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997 and Mr. Sichko disclaims beneficial ownership of all such shares. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 - ------------------------- ------------------------- CUSIP NO. 803062 10 8 13G Page 4 of 9 - ------------------------- ------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 891,952 shares (voting control over these shares is shared by Mr. Greenberg and Mr. Sichko, co-trustees of the trust). NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 891,952 shares (dispositive control over these shares WITH is shared by Mr. Greenberg and Mr. Sichko, the co-trustees of the trust). ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 891,952 shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 9 5 CUSIP No. 803062 10 8 ITEM 1(a) NAME OF ISSUER: Sapient Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE: One Memorial Drive Cambridge, Massachusetts 02142 ITEM 2(a) NAME OF PERSON FILING: Jerry A. Greenberg for himself and on behalf of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997, Samuel C. Sichko, Esq. and The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Jerry A. Greenberg c/o Sapient Corporation One Memorial Drive Cambridge, MA 02142 Samuel C. Sichko c/o Peckham, Lobel, Casey, Prince & Tye 585 Commercial Street Boston, MA 02109-1024 The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 receives correspondence c/o Mr. Sichko. ITEM 2(c) CITIZENSHIP: Both Mr. Greenberg and Mr. Sichko are citizens of the United States of America. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 is organized under the laws of the Commonwealth of Massachusetts. Page 5 of 9 6 CUSIP NO. 803062 10 8 ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share. ITEM 2(e) CUSIP NUMBER: 803062 10 8 ITEM 3 DESCRIPTION OF PERSON FILING: Not applicable. ITEM 4 OWNERSHIP: (a) amount beneficially owned: Mr. Greenberg has or shares voting or investment control over 3,290,915 shares. (Includes 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr. Greenberg is a co-trustee of each of these trusts.) Mr. Greenberg disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. Mr. Sichko is a co-trustee of each of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997 and as such has or shares voting or investment control over 1,334,665 shares. Mr. Sichko does not have any pecuniary interest in any of the shares held by these trusts and disclaims beneficial ownership of all such shares. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 holds 891,952 shares. (b) PERCENT OF CLASS: Mr. Greenberg has or shares voting or investment control over shares representing 27.2% of the issuer's outstanding common stock. Page 6 of 9 7 CUSIP NO. 803062 10 8 Mr. Sichko has or shares voting or investment control over shares representing 11% of the issuer's outstanding common stock but disclaims beneficial ownership of all such shares. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 holds shares representing 7.4% of the issuer's outstanding common stock. (c) NUMBER OF SHARES AS TO WHICH PERSON HAS: (i) sole power to vote or to direct the vote: Mr. Greenberg has the sole power to direct the vote of 1,956,250 shares. Mr. Sichko has the sole power to direct the vote of the 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and the 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr. Sichko is a co-trustee of, and has sole voting control over, both trusts. (ii) shared power to vote or to direct the vote: Mr. Greenberg and Mr. Sichko share voting control over the 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which Mr. Greenberg and Mr. Sichko are the co-trustees. (iii) sole power to dispose or to direct the disposition of: Mr. Greenberg has sole power to dispose of 1,956,250 shares. Mr. Sichko has the sole power to dispose of 0 shares. (iv) shared power to dispose or to direct the disposition of: Mr. Greenberg and Mr. Sichko share dispositive power over 1,334,665 shares. (Consists of 184,172 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, 891,952 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and 258,541 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997. Mr. Greenberg and Mr. Sichko are the co-trustees of each of these trusts.) Page 7 of 9 8 CUSIP NO. 803062 10 8 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: During the terms of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997 Mr. Greenberg is the only beneficiary of such trusts. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10 CERTIFICATION: Not applicable. Page 8 of 9 9 CUSIP NO. 803062 10 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 16, 1998 /s/ Jerry A. Greenberg ---------------------------------------------- Jerry A. Greenberg, individually and as co-trustee of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997 /s/ Samuel C. Sichko ---------------------------------------------- Samuel C. Sichko, individually and as co-trustee of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Three Year Qualified Annuity Trust 1997 Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----